The establishment of the Financial Conduct Authority (FCA) as the new conduct of business regulator in the UK has brought a new focus to 'conduct risk'. I have been working with BaxterBruce, a management consultancy, on this issue. We have written a paper (here) summarising the recent changes in financial regulation that are relevant to conduct risk and identifying what steps businesses may consider to meet this challenge.
Crescendo Advisors is a boutique risk management consultancy. There is a lot happening at the crossroads between enterprise risk management, financial regulation and governance.
Thursday, 21 November 2013
Conduct risk: old wine in a new bottle?
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