Thursday 21 November 2013

Conduct risk: old wine in a new bottle?

The establishment of the Financial Conduct Authority (FCA) as the new conduct of business regulator in the UK has brought a new focus to 'conduct risk'.  I have been working with BaxterBruce, a management consultancy, on this issue.  We have written a paper (here) summarising the recent changes in financial regulation that are relevant to conduct risk and identifying what steps businesses may consider to meet this challenge.  

There is also an emerging international dimension to conduct risk that I will cover in a future post.

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